Like most professionals in the business of analysis and advice, financial advisors work with a great deal of data and files to provide services to their clients. From account statements, estate ...
Ronald C. Minkoff, a partner at Frankfurt Kurnit Klein & Selz, writes that few areas of professional responsibility law prompt as many inquiries from lawyers and clients as the seemingly simple act of ...
It is not uncommon for clients to request a copy of their file from their attorneys. Sometimes, the situation in which such a request is made is a matter of completing the client's records; other ...
Financial planning licensees may have to curtail the practice of allowing authorised representatives to take both clients and client files with them when they move to new licensees. At the very least, ...
I'm stumped. Normally to restore client files from our windows backup server one goes to the Dashboard on a domain PC, selects Devices -> [Select Client PC] -> Restore files or folders for the ...
Client file reviews are an important part of a firm’s advice process and are under greater regulatory scrutiny. Therefore, who is verifying how these are processed and checked? Client file reviews ...
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